Filing Details

Accession Number:
0001062993-23-022473
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 19:40:38
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 19:40:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1707753 Elastic N.v. ESTC Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1927549 Carolyn Herzog C/O Elastic N.v.
88 Kearny Street, Floor 19
San Francisco CA 94108
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2023-12-08 18,564 $0.00 99,537 No 4 A Direct
Ordinary Shares Disposition 2023-12-11 2,913 $114.97 96,624 No 4 S Direct
Ordinary Shares Acquisiton 2023-12-12 14,000 $78.30 110,624 No 4 M Direct
Ordinary Shares Disposition 2023-12-12 1,320 $116.00 109,304 No 4 S Direct
Ordinary Shares Disposition 2023-12-12 4,914 $115.54 104,390 No 4 S Direct
Ordinary Shares Disposition 2023-12-12 14,000 $115.43 90,390 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2023-12-12 14,000 $0.00 14,000 $78.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,620 2032-06-07 No 4 M Direct
Footnotes
  1. The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on March 8, 2024.
  2. Includes 271 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.
  3. The ordinary shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
  4. The sale of 1,320 ordinary shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2023.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.38 to $115.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The options vest in 48 equal monthly installments beginning on July 8, 2022. As of the transaction date 14,107 ordinary shares underlying the options had vested.