Filing Details
- Accession Number:
- 0001447362-23-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 19:23:52
- Reporting Period:
- 2023-12-08
- Accepted Time:
- 2023-12-12 19:23:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1447362 | Castle Biosciences Inc | CSTL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239501 | J Derek Maetzold | C/O Castle Biosciences, Inc. 505 S. Friendswood Drive, Suite 401 Friendswood TX 77546 | Pres. & Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-08 | 2,322 | $20.10 | 94,895 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-08 | 732 | $20.10 | 99,482 | No | 4 | S | Indirect | By The Maetzold Descendants 2020 Trust |
Common Stock | Disposition | 2023-12-08 | 732 | $20.10 | 88,377 | No | 4 | S | Indirect | By Derek Maetzold 2020 Irrevocable Trust |
Common Stock | Disposition | 2023-12-08 | 267 | $20.10 | 14,330 | No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk |
Common Stock | Disposition | 2023-12-08 | 267 | $20.10 | 14,331 | No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold |
Common Stock | Disposition | 2023-12-08 | 265 | $20.10 | 14,332 | No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO John Derek Maetzold |
Common Stock | Disposition | 2023-12-08 | 267 | $20.10 | 14,325 | No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold |
Common Stock | Acquisiton | 2023-12-09 | 33,496 | $0.00 | 128,391 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-09 | 11,481 | $20.17 | 116,910 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2023-12-10 | 15,424 | $0.00 | 132,334 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-10 | 4,370 | $20.17 | 127,964 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2023-12-10 | 5,363 | $0.00 | 133,327 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-10 | 2,111 | $20.17 | 131,216 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By The Maetzold Descendants 2020 Trust |
No | 4 | S | Indirect | By Derek Maetzold 2020 Irrevocable Trust |
No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk |
No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold |
No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO John Derek Maetzold |
No | 4 | S | Indirect | By The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2023-12-09 | 33,496 | $0.00 | 33,496 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2023-12-10 | 15,424 | $0.00 | 15,424 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2023-12-10 | 5,363 | $0.00 | 5,363 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,487 | No | 4 | M | Direct | ||
30,849 | No | 4 | M | Direct | ||
5,362 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 149,000 | Indirect | By DJM Grantor Retained Annuity Trust No. 5 |
Footnotes
- These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person, The Maetzold Descendants 2020 Trust, Derek Maetzold 2020 Irrevocable Trust, The Maetzold 2018 Remainder Trust f/b/o Emily Carol Kirk, The Maetzold 2018 Remainder Trust f/b/o Hannah Elizabeth Maetzold, The Maetzold 2018 Remainder Trust f/b/o John Derek Maetzold, and The Maetzold 2018 Remainder Trust f/b/o Peter Douglas Maetzold on March 16, 2023.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.20, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
- Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
- Held by The Maetzold 2018 Remainder Trust FBO Emily Carol Kirk of which the Reporting Person is the trustee and his child is the beneficiary.
- Held by The Maetzold 2018 Remainder Trust FBO Hannah Elizabeth Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
- Held by The Maetzold 2018 Remainder Trust FBO John Derek Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
- Held by The Maetzold 2018 Remainder Trust FBO Peter Douglas Maetzold of which the Reporting Person is the trustee and his child is the beneficiary.
- Held by DJM Grantor Retained Annuity Trust No. 5 of which the Reporting Person is the trustee and beneficiary.
- Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
- On December 9, 2022, the Reporting Person was granted 133,982 RSUs, which vest in four equal annual installments beginning on December 9, 2023.
- On December 10, 2021, the Reporting Person was granted 61,698 RSUs, which vest in four equal annual installments beginning on December 10, 2022.
- On December 10, 2020, the reporting person was granted 21,450 RSUs, which vest in four equal annual installments beginning on December 10, 2021.