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Home > Insider Trading > Filing (0001209191-23-058398)

Filing Details

Accession Number:
0001209191-23-058398
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 19:21:55
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 19:21:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1676238 Braze Inc. BRZE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1108424 L Russell Fleischer One Marina Park Drive, Suite 1100
Boston MA 02210		 No No Yes No
1354614 Maurice Michael Brown C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210		 No No Yes No
1404868 H Roger Lee One Marina Park Drive, Suite 1100
Boston MA 02210		 No No Yes No
1568322 Jesse Feldman C/O Battery Ventures
One Marina Park Drive, Suite 1100
Boston MA 02210		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-12-08 27,495 $0.00 5,223 No 4 J Indirect By Battery Investment Partners XI, LLC
Class A Common Stock Disposition 2023-12-08 593,250 $0.00 112,677 No 4 J Indirect By Battery Ventures XI-A, L.P.
Class A Common Stock Disposition 2023-12-08 156,750 $0.00 29,771 No 4 J Indirect By Battery Ventures XI-B, L.P.
Class A Common Stock Disposition 2023-12-08 616,351 $0.00 117,064 No 4 J Indirect By Battery Ventures XI-A Side Fund, L.P.
Class A Common Stock Disposition 2023-12-08 133,649 $0.00 25,384 No 4 J Indirect By Battery Ventures XI-B Side Fund, L.P.
Class A Common Stock Acquisiton 2023-12-08 152,151 $0.00 152,151 No 4 J Indirect By Battery Partners XI, LLC
Class A Common Stock Disposition 2023-12-08 152,151 $0.00 0 No 4 J Indirect By Battery Partners XI, LLC
Class A Common Stock Acquisiton 2023-12-08 152,151 $0.00 152,151 No 4 J Indirect By Battery Partners XI Side Fund, LLC
Class A Common Stock Disposition 2023-12-08 152,151 $0.00 0 No 4 J Indirect By Battery Partners XI Side Fund, LLC
Class A Common Stock Disposition 2023-12-11 19,813 $53.21 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2023-12-12 54,000 $0.00 59,223 No 4 C Indirect By Battery Investment Partners XI, LLC
Class A Common Stock Acquisiton 2023-12-12 1,165,143 $0.00 1,277,820 No 4 C Indirect By Battery Ventures XI-A, L.P.
Class A Common Stock Acquisiton 2023-12-12 307,857 $0.00 337,628 No 4 C Indirect By Battery Ventures XI-B, L.P.
Class A Common Stock Acquisiton 2023-12-12 1,210,511 $0.00 1,327,575 No 4 C Indirect By Battery Ventures XI-A Side Fund, L.P.
Class A Common Stock Acquisiton 2023-12-12 262,489 $0.00 287,873 No 4 C Indirect By Battery Ventures XI-B Side Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Battery Investment Partners XI, LLC
No 4 J Indirect By Battery Ventures XI-A, L.P.
No 4 J Indirect By Battery Ventures XI-B, L.P.
No 4 J Indirect By Battery Ventures XI-A Side Fund, L.P.
No 4 J Indirect By Battery Ventures XI-B Side Fund, L.P.
No 4 J Indirect By Battery Partners XI, LLC
No 4 J Indirect By Battery Partners XI, LLC
No 4 J Indirect By Battery Partners XI Side Fund, LLC
No 4 J Indirect By Battery Partners XI Side Fund, LLC
No 4 S Indirect By Trust
No 4 C Indirect By Battery Investment Partners XI, LLC
No 4 C Indirect By Battery Ventures XI-A, L.P.
No 4 C Indirect By Battery Ventures XI-B, L.P.
No 4 C Indirect By Battery Ventures XI-A Side Fund, L.P.
No 4 C Indirect By Battery Ventures XI-B Side Fund, L.P.
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2023-12-12 54,000 $0.00 54,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-12-12 1,165,143 $0.00 1,165,143 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-12-12 307,857 $0.00 307,857 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-12-12 1,210,511 $0.00 1,210,511 $0.00
Class A Common Stock Class B Common Stock Disposition 2023-12-12 262,489 $0.00 262,489 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
154,137 No 4 C Indirect
3,325,637 No 4 C Indirect
878,705 No 4 C Indirect
3,455,136 No 4 C Indirect
749,206 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 29,250 Indirect By Battery Investment Partners Select Fund I, L.P.
Class A Common Stock 1,395,750 Indirect By Battery Ventures Select Fund I, L.P.
Class A Common Stock 25,850 Direct
Class A Common Stock 8,861 Indirect By Trust
Class A Common Stock 58,330 Direct
Class A Common Stock 7,476 Indirect By Trust
Class A Common Stock 45,850 Direct
Class A Common Stock 13,073 Indirect By Trust
Class A Common Stock 67,284 Indirect By Trust
Class A Common Stock 32,737 Indirect By Trust
Class A Common Stock 16,156 Direct
Class A Common Stock 18,555 Indirect By Trust
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 221,708 221,708 Indirect
Class A Common Stock Class B Common Stock $0.00 1,141,717 1,141,717 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
221,708 221,708 Indirect
1,141,717 1,141,717 Indirect
Footnotes
  1. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners XI, LLC ("BIP XI") to its members without additional consideration.
  2. Securities are held by BIP XI. Battery Partners XI, LLC ("BP XI") is the managing member of BIP XI and may be deemed to beneficially own the securities held by BIP XI. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  3. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-A, L.P. ("BV XI-A") to its general partner and limited partners without additional consideration.
  4. Securities are held by BV XI-A. BP XI is the general partner of BV XI-A and may be deemed to beneficially own the securities held by BV XI-A. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  5. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-B, L.P. ("BV XI-B") to its general partner and limited partners without additional consideration.
  6. Securities are held by BV XI-B. BP XI is the general partner of BV XI-B and may be deemed to beneficially own the securities held by BV XI-B. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  7. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF") to its general partner and limited partners without additional consideration.
  8. Securities are held by BV XI-A SF. Battery Partners XI Side Fund, LLC ("BP XI SF") is the general partner of BV XI-A SF and may be deemed to beneficially own the securities held by BV XI-A SF. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI SF and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  9. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF") to its general partner and limited partners without additional consideration.
  10. Securities are held by BV XI-B SF. BP XI SF is the general partner of BV XI-B SF and may be deemed to beneficially own the securities held by BV XI-B SF. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI SF and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  11. Represents receipt of securities in the distributions in kind described in footnotes (3) and (5).
  12. Securities are held by BP XI. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  13. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP XI to its members without consideration.
  14. Represents receipt of securities in the distributions in kind described in footnotes (7) and (9).
  15. Securities are held by BP XI SF. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP XI SF and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  16. Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP XI SF to its members without consideration.
  17. The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $53.00 to $53.62 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
  18. The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (1), (13) and (16).
  19. Securities are held by the STAM Family Revocable Living Trust UAD 3/19/13, of which Dharmesh Thakker is a trustee. Mr. Thakker disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  20. These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
  21. Securities are held by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  22. Securities are held by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. Neeraj Agrawal, Michael M. Brown, Jesse R. Feldman, Russell L. Fleischer, Roger H. Lee, Chelsea R. Stoner, Dharmesh Thakker and Scott R. Tobin are the managing members of BP Select I GP and may be deemed to share voting and dispositive power over these securities. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its, his or her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose. Mr. Agrawal is a director of the Issuer and files separate Section 16 reports.
  23. The securities beneficially owned by the Reporting Person prior to the reported transaction reflect the receipt of securities in the distributions in kind described in footnotes (13) and (16).
  24. Securities are held by Michael M. Brown.
  25. Securities are held by The Michael M. Brown Irrevocable GST Trust of 2013, of which Michael M. Brown is a trustee. Mr. Brown disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  26. Securities are held by Jesse R. Feldman.
  27. Securities are held by The Jesse Feldman Irrevocable Trust of 2016, of which Jesse R. Feldman is a trustee. Mr. Feldman disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  28. Securities are held by Russell L. Fleischer.
  29. Securities are held by The Roger and Clarissa Lee Irrevocable Trust of 2016, of which Roger H. Lee's brother is the trustee. Mr. Lee disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  30. Securities are held by The Lee Family Trust, of which Roger H. Lee is a co-trustee. Mr. Lee disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  31. Securities are held by the Spiller Stoner Family Trust Dated 8/22/13, of which Chelsea R. Stoner is a trustee. Ms. Stoner disclaims beneficial ownership of these securities except to the extent of her proportionate pecuniary interest therein.
  32. Securities are held by Scott R. Tobin.
  33. Securities are held by The Scott R. Tobin Irrevocable GST Trust of 2013, of which Scott R. Tobin is a trustee. Mr. Tobin disclaims beneficial ownership of these securities except to the extent of his proportionate pecuniary interest therein.
  34. Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
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