Filing Details
- Accession Number:
- 0001104659-23-125434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 17:30:22
- Reporting Period:
- 2023-12-08
- Accepted Time:
- 2023-12-12 17:30:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504776 | Warby Parker Inc. | WRBY | Ophthalmic Goods (3851) | 800423634 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1883325 | Clive Steven Miller | C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-12-08 | 18,480 | $0.00 | 207,064 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-12-08 | 7,760 | $10.56 | 199,304 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2023-12-11 | 21,550 | $11.42 | 177,754 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-08 | 1,981 | $0.00 | 1,981 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-08 | 2,525 | $0.00 | 2,525 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-08 | 5,095 | $0.00 | 5,095 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2023-12-08 | 8,879 | $0.00 | 8,879 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,245 | No | 4 | M | Direct | ||
| 1,684 | No | 4 | M | Direct | ||
| 33,973 | No | 4 | M | Direct | ||
| 112,477 | No | 4 | M | Direct |
Footnotes
- Includes 1,332 shares acquired on May 14, 2023 under the Issuer's employee stock purchase plan in an exempt transaction pursuant to Rule 16b-3(c).
- These share sales are required by the Issuer's equity compensation plan to cover taxes due on restricted stock units ("RSUs") that vested.
- These share sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2023.
- The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $10.52 to $11.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.
- This filing relates to the occurrence of a RSU vesting event.
- The RSUs will vest in 48 monthly installments beginning on January 1, 2021.
- The RSUs will vest in 48 monthly installments beginning on January 1, 2020.
- The RSUs will vest in 48 monthly installments beginning on July 1, 2021.
- The RSUs will vest in 48 substantially equal monthly installments beginning on February 3, 2023.
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