Filing Details

Accession Number:
0001381668-23-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-12 17:02:59
Reporting Period:
2023-12-08
Accepted Time:
2023-12-12 17:02:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1381668 Tfs Financial Corp TFSL Savings Institution, Federally Chartered (6035) 522054948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1820711 C. Russell Holmes 7007 Broadway Avenue
Cleveland OH 44105
Chief Retail Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-12-08 12,000 $13.45 21,482 No 4 M Direct
Common Stock Disposition 2023-12-08 3,642 $13.45 17,840 No 4 F Direct
Common Stock Disposition 2023-12-08 8,358 $13.45 9,482 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-12-08 12,000 $0.00 12,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,487 Indirect ESOP
Common Stock 11,693 Indirect 401k
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $15.08 2024-12-10 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $14.74 2028-01-05 11,000 11,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-12-10 5,000 5,000 Direct
2028-01-05 11,000 11,000 Direct
Footnotes
  1. These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
  2. These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
  3. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  4. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.
  5. On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.
  6. On December 11, 2014, the reporting person received a grant of 5,000 stock options. These stock options vest on December 10, 2017.
  7. On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020