Filing Details
- Accession Number:
- 0001096906-23-002352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 16:57:09
- Reporting Period:
- 2023-12-11
- Accepted Time:
- 2023-12-12 16:57:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488171 | Russell Jeffrey Stephens | 38 Northridge Way Sandy UT 84092 | Gen. Counsel & Corp. Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2023-12-11 | 15,000 | $8.90 | 25,660 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2018-11-30 | 9,812 | $4.17 | 9,812 | $4.17 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2019-12-06 | 9,345 | $4.34 | 9,345 | $4.34 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-12-03 | 8,269 | $7.78 | 8,269 | $7.78 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2022-12-02 | 10,500 | $6.16 | 10,500 | $6.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,812 | 2019-02-28 | 2028-11-30 | No | 4 | A | Direct |
19,157 | 2020-03-06 | 2029-12-06 | No | 4 | A | Direct |
27,426 | 2022-03-03 | 2031-12-03 | No | 4 | A | Direct |
37,926 | 2023-03-02 | 2032-12-02 | No | 4 | A | Direct |
Footnotes
- Does not include 112,707 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
- This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
- This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; a 5% stock dividend paid on July 16, 2021, July 08, 2022 and July 14, 2023.
- This option was granted on December 3, 2021 as an option for 7,500 shares of Class A Common Stock at an exercise price of $8.62 per share, but adjusted pursuant to the anti-dilution rights of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on July 08, 2022 and July 14, 2023.
- This option was granted on December 02, 2022 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.48 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on July 14, 2023.