Filing Details
- Accession Number:
- 0001640147-23-000272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-12 16:53:49
- Reporting Period:
- 2023-12-08
- Accepted Time:
- 2023-12-12 16:53:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640147 | Snowflake Inc. | SNOW | Services-Prepackaged Software (7372) | 460636374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1979088 | Christian Kleinerman | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | Svp, Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2023-12-08 | 384 | $190.67 | 760,291 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-12-11 | 724 | $188.97 | 759,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 100,000 | Indirect | 2023 GRAT |
| Class A Common Stock | 58,568 | Indirect | LLC |
| Class A Common Stock | 75,307 | Indirect | 2022 GRAT |
Footnotes
- Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units.
- Reflects the distribution of 101,886 shares transferred from the Christian Kleinerman 2021 Grantor Retained Annuity Trust dated September 2, 2021 to the Reporting Person as an annuity payment on December 8, 2023.
- The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 30, 2022.
- Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee.
- Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
- Shares are held by the Christian Kleinerman 2022 Grantor Retained Annuity Trust dated June 24, 2022 for which the Reporting Person is the trustee.
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