Filing Details
- Accession Number:
- 0001024478-23-000205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-11 21:02:51
- Reporting Period:
- 2023-12-07
- Accepted Time:
- 2023-12-11 21:02:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458677 | A Brian Shepherd | 1201 South Second Street Milwaukee WI 53204 | Sr. Vp Software And Control | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-07 | 428 | $0.00 | 3,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-08 | 193 | $279.04 | 3,326 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-08 | 1 | $279.62 | 3,325 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-09 | 693 | $0.00 | 4,018 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-11 | 273 | $279.64 | 3,745 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-11 | 40 | $280.16 | 3,705 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-12-07 | 428 | $0.00 | 428 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-12-09 | 693 | $0.00 | 693 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 428 | 2022-12-07 | 2024-12-07 | No | 4 | M | Direct |
| 1,386 | 2023-12-09 | 2025-12-09 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.03 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
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