Home > Insider Trading > Filing (0001024478-23-000193)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305128	M John Miller	1201 South Second Street Milwaukee WI 53204	Vp And Chief Ip Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-12-07	46	$0.00	4,594	No	4	M	Direct
Common Stock	Disposition	2023-12-08	14	$279.07	4,580	No	4	S	Direct
Common Stock	Acquisiton	2023-12-09	61	$0.00	4,641	No	4	M	Direct
Common Stock	Acquisiton	2023-12-10	65	$0.00	4,706	No	4	M	Direct
Common Stock	Acquisiton	2023-12-10	198	$0.00	4,904	No	4	M	Direct
Common Stock	Disposition	2023-12-11	74	$279.56	4,830	No	4	S	Direct
Common Stock	Disposition	2023-12-11	30	$280.20	4,800	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2023-12-07	46	$0.00	46	$0.00
Common Stock	Restricted Stock Units	Disposition	2023-12-09	61	$0.00	61	$0.00
Common Stock	Restricted Stock Units	Disposition	2023-12-10	65	$0.00	65	$0.00
Common Stock	Performance Shares	Disposition	2023-12-10	198	$0.00	198	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46	2022-12-07	2024-12-07	No	4	M	Direct
124	2023-12-09	2025-12-09	No	4	M	Direct
0	2021-12-10	2023-12-10	No	4	M	Direct
0	2023-12-10	2023-12-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	460	Indirect	By Savings Plan

Footnotes

Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.71 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $279.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2023.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).