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Filing Details

Accession Number:: 0001140361-11-037684
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-07-21 20:12:37
Reporting Period:: 2003-12-05

Filing Date:: 2011-07-21
Accepted Time:: 2011-07-21 20:12:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
277638	Davey Tree Expert Co	NONE	Agricultural Services (700)	340176110

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247521	E David Adante	1500 North Mantua Street Kent OH 44240	Executive Vp, Cfo & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2006-02-27	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2007-03-08	1,288	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2007-03-08	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2008-03-11	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2008-03-11	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2009-03-10	1,534	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2009-03-10	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2010-03-09	818	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2010-03-09	1,552	$0.00	155,189	No	4	A	Direct
Common Stock	Disposition	2010-05-03	423	$0.00	56,187	No	4	S	Indirect	By 401(k) Plan
Common Stock	Acquisiton	2011-03-09	876	$0.00	155,189	No	4	A	Direct
Common Stock	Acquisiton	2011-03-09	1,552	$0.00	155,189	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Indirect	By 401(k) Plan
No	4	A	Direct
No	4	A	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option (Right to Buy)	Acquisiton	2003-12-05	50,000	$0.00	50,000	$6.75
Common Stock	Nonqualified Stock Option (Right to Buy)	Acquisiton	2006-06-05	25,000	$0.00	25,000	$11.25
Common Stock	Stock Appreciation Rights (2009)	Acquisiton	2009-03-10	6,000	$0.00	6,000	$16.40
Common Stock	Stock Appreciation Rights (2010)	Acquisiton	2010-03-09	6,000	$0.00	6,000	$16.60
Common Stock	Stock Appreciation Rights (2011)	Acquisiton	2011-03-09	6,000	$0.00	6,000	$18.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2004-12-05	2013-12-05	No	4	A	Direct
25,000	2007-06-05	2016-06-05	No	4	A	Direct
6,000	2010-03-10	2018-12-31	No	4	A	Direct
6,000	2011-03-09	2019-12-31	No	4	A	Direct
6,000	2012-03-09	2020-12-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	56,295	Indirect	By 401(k) plan

Footnotes

Restricted stock units (RSUs) were granted pursuant to the Company's restricted stock unit program, are payable in common shares, became fully vested upon the fifth anniversary of the grant date (2/27/2011) and will be paid no later than March 15, 2012.
155,189 common shares are beneficially owned as of July 21, 2011. This total includes 253 common shares purchased under the terms of the Company's Employee Stock Purchase Plan, as of July 21, 2011, based on internal records.
Upon the achievement of certain performance criteria, performance restricted stock units (PRSUs) were granted pursuant to the Company's performance restricted stock unit program, are payable in common shares, will be fully vested on the earlier of (a) the fifth anniversary of the grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
Restricted stock units (RSUs) were granted pursuant to the Company's restricted stock unit program, are payable in common shares, will be fully vested upon the earlier of (a) the fifth anniversary of the respective grant date (the transaction date herein), (b) retirement (provided that the participant has attained the age of 55 years and has had at least five years of service with the Company), (c) total or permanent disability or death, or (d) certain events of termination, and will be paid no later than March 15 following the year in which the participant retires.
Reflects routine accumulation of 56,295.4246 common shares acquired through the Company's 401(k) benefit plan, as of July 20, 2011, based on internal records.
These options vest and become exercisable in five equal annual installments beginning on the first anniversary of the grant date.
These stock appreciation rights become exercisable in five equal annual installments beginning on the first anniversary of the grant date.