Filing Details
- Accession Number:
- 0001178913-11-002068
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-07-21 17:24:04
- Reporting Period:
- 2011-01-14
- Filing Date:
- 2011-07-21
- Accepted Time:
- 2011-07-21 17:24:04
- Original Submission Date:
- 2011-03-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321502 | Andain Inc. | ANDN | Pharmaceutical Preparations (2834) | 202066406 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324761 | Howie Fialkov | 3845 Bathurst Street, Suite 202 Toronto, Ontario CA M3H 3N2 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-14 | 850,000 | $0.00 | 3,051,800 | No | 4 | P | Indirect | Control of 1568934 Ontario Limited |
| Common Stock | Acquisiton | 2011-01-14 | 266,667 | $0.75 | 3,318,467 | No | 4 | P | Indirect | Control of 1568934 Ontario Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Control of 1568934 Ontario Limited |
| No | 4 | P | Indirect | Control of 1568934 Ontario Limited |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 01/14/2011 | Acquisiton | 2011-01-14 | 1 | $0.00 | 1,000,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1 | 2011-04-11 | 2013-04-11 | No | 4 | J | Indirect |
Footnotes
- 1568934 Ontario Limited entered into a stock purchase agreement dated January 14, 2011 to purchase 850,000 shares of common stock from Pangea Investments GmbH, another affiliate of the issuer.
- 1568934 Ontario Limited entered into a Regulation S Stock Purchase Agreement dated January 14, 2011 to purchase 266,667 shares of common stock from the issuer.
- This stock option was issued in connection with the above mentioned Regulation S Stock Purchase Agreement.
- Exercisable for a period of 24 months from the issuer's Form 15c2-11 filing with FINRA.
- Exercisable at a price that is equal to the public offering price of the issuer's common stock in a future Form S-1 registration statement.
Billionaire Hedge Funds
