Filing Details
- Accession Number:
- 0000073124-23-000209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-07 18:39:44
- Reporting Period:
- 2019-03-29
- Accepted Time:
- 2023-12-07 18:39:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614598 | Peter Cherecwich | 50 South La Salle St Chicago IL 60603 | President/Asset Servicing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-29 | 5 | $90.41 | 5 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2021-05-12 | 1 | $116.35 | 6 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2021-05-21 | 2 | $119.88 | 8 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2021-11-02 | 1 | $123.78 | 9 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Disposition | 2022-08-23 | 2 | $98.36 | 7 | No | 4 | S | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2022-09-26 | 2 | $86.74 | 9 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Disposition | 2022-12-06 | 2 | $87.99 | 7 | No | 4 | S | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2023-01-10 | 1 | $95.02 | 8 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2023-02-10 | 2 | $97.19 | 10 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Disposition | 2023-04-17 | 3 | $85.63 | 7 | No | 4 | S | Indirect | By Spouse's Trust |
| Common Stock | Acquisiton | 2023-06-20 | 4 | $73.55 | 11 | No | 4 | P | Indirect | By Spouse's Trust |
| Common Stock | Disposition | 2023-07-21 | 5 | $78.54 | 6 | No | 4 | S | Indirect | By Spouse's Trust |
| Common Stock | Disposition | 2023-12-05 | 465 | $80.36 | 24,715 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | S | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | S | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | S | Indirect | By Spouse's Trust |
| No | 4 | P | Indirect | By Spouse's Trust |
| No | 4 | S | Indirect | By Spouse's Trust |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,011 | Indirect | By Trust |
| Common Stock | 20,550 | Indirect | 2023 GRAT |
Footnotes
- Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Reflects the May 10, 2023 transfer of 20,550 shares of the Corporation's common stock into a newly created grantor retained annuity trust.
Billionaire Hedge Funds
