Filing Details

Accession Number:
0001209191-23-057738
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-07 17:13:23
Reporting Period:
2023-12-05
Accepted Time:
2023-12-07 17:13:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA Services-Prepackaged Software (7372) 264175727
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1968125 Larissa Schwartz 100 First Street, Suite 600
San Francisco CA 94105
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-12-05 1,125 $71.82 20,352 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Restricted Stock Units $0.00 533 533 Direct
Class A Common Stock Restricted Stock Units $0.00 519 519 Direct
Class A Common Stock Restricted Stock Units $0.00 1,011 1,011 Direct
Class A Common Stock Restricted Stock Units $0.00 2,844 2,844 Direct
Class A Common Stock Restricted Stock Units $0.00 1,082 1,082 Direct
Class A Common Stock Restricted Stock Units $0.00 44,454 44,454 Direct
Class B Common Stock Employee Stock Option (Right to Buy) $8.62 2025-12-16 14,167 14,167 Direct
Class B Common Stock Employee Stock Option (Right to Buy) $8.73 2026-06-01 9,000 9,000 Direct
Class B Common Stock Employee Stock Option (Right to Buy) $11.36 2027-03-05 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
533 533 Direct
519 519 Direct
1,011 1,011 Direct
2,844 2,844 Direct
1,082 1,082 Direct
44,454 44,454 Direct
2025-12-16 14,167 14,167 Direct
2026-06-01 9,000 9,000 Direct
2027-03-05 5,000 5,000 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2023.
  2. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
  3. 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  4. 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  5. 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  6. 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  7. 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  8. 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
  9. The shares subject to the option are fully vested and exercisable by the Reporting Person.