Filing Details
- Accession Number:
- 0001423774-23-000231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-07 16:16:27
- Reporting Period:
- 2023-12-06
- Accepted Time:
- 2023-12-07 16:16:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1423774 | Zuora Inc | ZUO | Services-Prepackaged Software (7372) | 205530976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1735409 | Tien Tzuo | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-12-06 | 100,000 | $0.00 | 106,352 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-12-06 | 100,000 | $8.83 | 6,352 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Performance Stock Units (PSU)(Class A) | Disposition | 2023-12-06 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Vesting of performance stock units ("PSUs") earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors.
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 22, 2023.
- Represents the weighted average sale price. The lowest price at which shares were sold was $8.68 and the highest price at which shares were sold was $9.08. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, Zuora or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
- Each PSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
- The PSUs vested on December 6, 2023.
- PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
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