Filing Details
- Accession Number:
- 0001041062-23-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-07 06:28:46
- Reporting Period:
- 2023-12-05
- Accepted Time:
- 2023-12-07 06:28:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1885998 | Roth Ch Acquisition V Co. | ROCL | () | A6 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326389 | Polar Asset Management Partners Inc. | 16 York Street Suite 2900 Toronto A6 M5J 0E6 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-05 | 30,000 | $10.67 | 486,435 | No | 4 | S | Indirect | See footnote 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 1 |
Footnotes
- Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.