Filing Details
- Accession Number:
- 0001209191-23-057673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-06 18:21:27
- Reporting Period:
- 2023-12-04
- Accepted Time:
- 2023-12-06 18:21:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1445283 | Kineta Inc. | KA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1730052 | J. Raymond Bartoszek | C/O Kineta, Inc. 219 Terry Ave. N., Suite 300 Seattle WA 98109 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-04 | 1,000 | $4.33 | 15,956 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-12-05 | 1,000 | $4.50 | 16,956 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-12-06 | 250 | $4.50 | 17,206 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 844,478 | Indirect | By RLB Holdings Connecticut LLC |
Common Stock | 1,001 | Indirect | By son |
Common Stock | 1,000 | Indirect | By daughter |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.25 to $4.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.35 to $4.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reporting Person is a managing member of RLB Holdings, LLC ("RLB Holdings") and RLB Holdings Connecticut LLC ("RLB Connecticut") and shares voting and dispositive power over the shares held by RLB Holdings and RLB Connecticut. As such, the Reporting Person may be deemed to beneficially own such shares held by RLB Holdings and RLB Connecticut.