Filing Details
- Accession Number:
- 0001104659-23-123734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 21:18:24
- Reporting Period:
- 2023-11-30
- Accepted Time:
- 2023-12-05 21:18:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819576 | Liquidia Corp | LQDA | Pharmaceutical Preparations (2834) | 851710962 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1832592 | Scott Moomaw | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-30 | 1,875 | $0.00 | 107,279 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-11-30 | 542 | $7.28 | 106,737 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2023-11-30 | 1,875 | $0.00 | 1,875 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,875 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 13,125 have vested through November 30, 2023.
- Includes (i) 83,333 RSUs granted to the Reporting Person on January 11, 2023, none of which have vested as of the date of this Form 4 and (ii) 6,530 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
- These shares were sold to cover taxes associated with the settlement of RSUs.
- Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022.