Filing Details
- Accession Number:
- 0001209191-23-057537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 18:10:13
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 18:10:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1825079 | Velo3D Inc. | VLD | Special Industry Machinery, Nec (3559) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1877725 | Benyamin Buller | C/O Velo3D, Inc. 511 Division Street Campbell CA 95008 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-01 | 5,000 | $0.18 | 5,197,706 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-12-01 | 5,000 | $0.18 | 5,202,706 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-01 | 10,000 | $1.00 | 5,192,706 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-01 | 2,000 | $0.97 | 5,190,706 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy Common Stock) | Disposition | 2023-12-01 | 5,000 | $0.00 | 5,000 | $0.18 |
| Common Stock | Stock Option (right to buy Common Stock) | Disposition | 2023-12-01 | 5,000 | $0.00 | 5,000 | $0.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,138,154 | 2030-06-09 | No | 4 | M | Direct | |
| 2,607,380 | 2030-06-09 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2023.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9531 to $0.9999 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vests as to 1/4 of the total shares on June 11, 2020, and thereafter 2.0833% of the total shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.
Billionaire Hedge Funds
