Filing Details
- Accession Number:
- 0001209191-23-057510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 17:44:37
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 17:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1127537 | Pulmonx Corp | LUNG | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1650427 | John Mckune | C/O Pulmonx Corporation 700 Chesapeake Drive Redwood City CA 94063 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-01 | 135 | $10.33 | 41,221 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-01 | 222 | $10.34 | 40,999 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-01 | 585 | $10.34 | 40,414 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-12-01 | 7,233 | $0.00 | 47,647 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.
- Represents grant of the RSUs payable solely in common stock of the Issuer that will become fully vested on December 1, 2024.