Filing Details
- Accession Number:
- 0001209191-23-057508
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 17:42:59
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 17:42:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1127537 | Pulmonx Corp | LUNG | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1354228 | Aaron David Lehman | C/O Pulmonx Corporation 700 Chesapeake Drive Redwood City CA 94063 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-01 | 402 | $10.33 | 153,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-01 | 707 | $10.34 | 152,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-01 | 2,700 | $10.34 | 149,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.
Billionaire Hedge Funds
