Filing Details
- Accession Number:
- 0001225208-23-010772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 17:10:20
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 17:10:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1349356 | Christopher Swift | One Hartford Plaza Hartford CT 06155 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-01 | 69,248 | $35.83 | 239,428 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-12-01 | 34,624 | $78.09 | 204,804 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-01 | 34,624 | $78.08 | 170,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2023-12-01 | 69,248 | $0.00 | 69,248 | $35.83 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,503 | Indirect | By Spouse |
Common Stock | 95,386 | Indirect | Swift Family Gift Trust |
Common Stock | 60,865 | Indirect | Swift Family Legacy Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $41.25 | 2025-03-03 | 301,887 | 301,887 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 294,481 | 294,481 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 302,908 | 302,908 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 352,263 | 352,263 | Direct | |
Common Stock | Stock Option | $51.87 | 2031-02-23 | 310,820 | 310,820 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 284,819 | 284,819 | Direct | |
Common Stock | Stock Option | $55.27 | 2030-02-25 | 327,679 | 327,679 | Direct | |
Common Stock | Stock Option | $69.41 | 2032-02-23 | 301,932 | 301,932 | Direct | |
Common Stock | Stock Option | $78.28 | 2033-02-28 | 248,933 | 248,933 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-03-03 | 301,887 | 301,887 | Direct |
2026-03-01 | 294,481 | 294,481 | Direct |
2027-02-28 | 302,908 | 302,908 | Direct |
2029-02-26 | 352,263 | 352,263 | Direct |
2031-02-23 | 310,820 | 310,820 | Direct |
2028-02-27 | 284,819 | 284,819 | Direct |
2030-02-25 | 327,679 | 327,679 | Direct |
2032-02-23 | 301,932 | 301,932 | Direct |
2033-02-28 | 248,933 | 248,933 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on December 13, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 as in effect at the time of adoption. The exercised options were granted to Mr. Swift in 2014 and scheduled to expire on March 4, 2024.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.71 - $78.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $77.68 - $78.59 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
- The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
- The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
- The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
- One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.