Filing Details
- Accession Number:
- 0001230245-23-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 17:05:03
- Reporting Period:
- 2023-12-04
- Accepted Time:
- 2023-12-05 17:05:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435654 | L. Debbra Schoneman | 800 Nicollet Mall Minneapolis MN 55402 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-04 | 4,034 | $160.42 | 20,937 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-12-04 | 966 | $161.12 | 19,971 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 53,083 | Indirect | Through Living Trust |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.0000 to $161.0000 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.0300 to $161.2500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- These shares were previously reported as directly beneficially owned, and are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.