Filing Details
- Accession Number:
- 0001062993-23-021932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 17:03:47
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 17:03:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda St Los Angeles CA 90021 | Chief Creative Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-12-01 | 150,000 | $22.71 | 1,231,700 | No | 4 | S | Indirect | by ENRG Capital Holdings, LLC |
Common Stock | Disposition | 2023-12-04 | 150,000 | $22.52 | 1,081,700 | No | 4 | S | Indirect | by ENRG Capital Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by ENRG Capital Holdings, LLC |
No | 4 | S | Indirect | by ENRG Capital Holdings, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 327,884 | Direct | |
Common Stock | 10,478,105 | Indirect | by Paul Marciano Trust |
Common Stock | 170,666 | Indirect | by G Financial Holdings, LLC |
Common Stock | 339,005 | Indirect | by G Financial Holdings II, LLC |
Common Stock | 4,625,109 | Indirect | by Maurice Marciano Trust |
Common Stock | 103,801 | Indirect | by Next Step Capital, LLC ( |
Common Stock | 554,940 | Indirect | by Next Step Capital II, LLC |
Common Stock | 105,977 | Indirect | by Exempt Gift Trust |
Common Stock | 370,309 | Indirect | by Nonexempt Gift Trust |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.6050 to $22.8300. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by ENRG Capital Holdings, LLC (previously known as NRG Capital Holdings, LLC).
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $22.3650 to $22.8000. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- Shares are held by the Paul Marciano Trust dated, 2/20/86.
- Shares are held by G Financial Holdings, LLC.
- Shares are held by G Financial Holdings II, LLC.
- Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
- Shares are held by the Maurice Marciano Trust. This reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
- Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the person's pecuniary interest therein.