Filing Details
- Accession Number:
- 0001127602-23-028886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 16:37:46
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 16:37:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718985 | Alok Sethi | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp, Head Of Global Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2023-12-01 | 3,168 | $25.63 | 117,481 | No | 4 | F | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2023-12-05 | 25,000 | $25.38 | 92,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.33 to $25.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Of the amount of securities beneficially owned, 67,946 shares represent unvested restricted stock units.
Billionaire Hedge Funds
