Filing Details
- Accession Number:
- 0001062993-23-021919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 16:21:49
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 16:21:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1591956 | Sphere 3D Corp. | ANY | Finance Services (6199) | 981220792 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1759964 | Joseph O'daniel | C/O Sphere 3D Corp. 243 Tresser Blvd. 17Th Floor Stamford CT 06901 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-01 | 28,572 | $0.00 | 30,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-01 | 7,143 | $0.80 | 22,946 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-12-05 | 21,429 | $1.56 | 1,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2023-12-01 | 28,572 | $0.00 | 28,572 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-12-01 | 2023-12-01 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.
Billionaire Hedge Funds
