Filing Details
- Accession Number:
- 0001209191-23-057369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-05 15:50:10
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-05 15:50:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1845459 | Nkgen Biotech Inc. | NKGN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519672 | A James Graf | C/O Nkgen Biotech, Inc. 3001 Daimler Street Santa Ana CA 92705 | Interim Cfo | No | Yes | No | No |
| 1862622 | Graf Acquisition Partners Iv Llc | 1790 Hughes Landing Blvd., Suite 400 The Woodlands TX 77380 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-01 | 220 | $3.35 | 243 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-12-04 | 450 | $3.19 | 693 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,436,744 | Indirect | By Graf Acquisition Partners IV LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.31 to $3.53, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.03 to $3.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- James A. Graf is the managing member of Graf Acquisition Partners IV LLC. Mr. Graf has voting and investment discretion with respect to the securities held of record by Graf Acquisition Partners IV LLC.
Billionaire Hedge Funds
