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Filing Details

Accession Number:: 0001104659-23-123555
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-05 13:03:37
Reporting Period:: 2023-11-29

Accepted Time:: 2023-12-05 13:03:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1345126	Compass Diversified Holdings	CODI	()	C5

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1334202	Ltd. Investments Anholt	69 Pitts Bay Road Belvedere Building - 4Th Floor Pembroke D0 HM08	No	No	Yes	No
1362549	Navco Management, Ltd.	69 Pitts Bay Road Belvedere Building - 4Th Floor Pembroke D0 HM08	No	No	Yes	No
1362550	Cgi Diversified Holdings, Lp	69 Pitts Bay Road Belvedere Building - 4Th Floor Pembroke D0 HM08	No	No	Yes	No
1431113	Ltd Spirit Path	10 Norwich Street London X0 EC4A 1BD	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series A Preferred Shares	Disposition	2023-11-29	3,654	$23.01	146,191	No	4	S	Indirect	By CGI Diversified Holdings, LP
Series B Preferred Shares	Disposition	2023-11-29	300	$24.27	149,531	No	4	S	Indirect	By CGI Diversified Holdings, LP
Series A Preferred Shares	Disposition	2023-11-30	4,991	$23.01	141,200	No	4	S	Indirect	By CGI Diversified Holdings, LP
Series B Preferred Shares	Disposition	2023-11-30	3,920	$24.29	145,611	No	4	S	Indirect	By CGI Diversified Holdings, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By CGI Diversified Holdings, LP
No	4	S	Indirect	By CGI Diversified Holdings, LP
No	4	S	Indirect	By CGI Diversified Holdings, LP
No	4	S	Indirect	By CGI Diversified Holdings, LP

Footnotes

Each Series A Preferred Share corresponds to one underlying trust preferred interest of Compass Group Diversified Holdings LLC (the "Company") held by Compass Diversified Holdings (the "Trust") of the same class and series, and with corresponding rights, powers and duties, as the Series A Preferred Shares.
The Preferred Shares are owned directly by CGI Magyar Holdings, LLC, which is owned by Anholt Services (USA), Inc., and CGI Diversified Hungary Kft.. Anholt Services (USA), Inc. is owned by Anholt Investments Ltd. (formerly known as Compass Group Investments, Ltd.). CGI Diversified Hungary Kft. is owned by CGI Diversified Holdings, LP. CGI Diversified Holdings, LP is owned by Anholt Investments Ltd., its sole limited partner, and Navco Management, Ltd., its general partner. Anholt Investments Ltd. and Navco Management, Ltd. are wholly owned by Kattegat Limited, a Bermudian exempt company with its principal offices at Belvedere Building, 69 Pitts Bay Road, Pembroke HM 08, Bermuda. Kattegat Limited was formed for the purpose of holding and managing the endowed assets of The Kattegat Trust and is wholly owned by The Kattegat Trust.
The Kattegat Trust is a Bermudian charitable trust, engaged in the principal business of distributing income for charitable purposes, with its principal offices at Wessex House, 5th Floor, 45 Reid St., Hamilton HM12. The Co-Trustees of the Trust are Kattegat Private Trustees (Bermuda) Limited ("KPTBL") and Hamilton Trust Company Limited ("HTCL"), Bermudian trust companies each with its principal offices at Wessex House 5th Fl., 45 Reid Street, Hamilton HM12, Bermuda. Path Spirit Limited is the trust protector for The Kattegat Trust. KPTBL is wholly owned by The Lund Purpose Trust, a Bermudian purpose trust with its principal offices at Thistle House, 4 Burnaby Street, Hamilton HM 11, Bermuda, formed for the sole purpose of holding the shares of KPTBL. HTCL is owned 60% by Moore Stephens Bermuda L.P., a Bermuda exempted and limited partnership, and 40% by Lisvane Holdings Ltd., a local Bermuda company.
Anholt Investments Ltd., Navco Management, Ltd., Path Spirit Limited, Anholt Services (USA), Inc., CGI Diversified Hungary Kft. and CGI Magyar Holdings, LLC disclaim beneficial ownership of the Shares, except to the extent of their pecuniary interest therein.
Each Series B Preferred Share corresponds to one underlying trust preferred interest of the Company held by the Trust of the same class and series, and with corresponding rights, powers and duties, as the Series B Preferred Shares.