Filing Details
- Accession Number:
- 0000944075-11-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-21 14:02:16
- Reporting Period:
- 2011-07-20
- Filing Date:
- 2011-07-21
- Accepted Time:
- 2011-07-21 14:02:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192163 | L Micheal Gifford | 39700 Eureka Drive Newark CA 94560 | Exec. Vp Business Development | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-07-20 | 923 | $1.96 | 11,773 | No | 4 | X | Direct | |
| Common | Acquisiton | 2011-07-20 | 1,862 | $2.74 | 13,635 | No | 4 | X | Direct | |
| Common | Disposition | 2011-07-20 | 923 | $3.00 | 12,712 | No | 4 | S | Direct | |
| Common | Disposition | 2011-07-20 | 1,862 | $3.75 | 10,850 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common Stock Option | Disposition | 2011-07-20 | 923 | $0.00 | 923 | $1.96 |
| Common | Common Stock Option | Disposition | 2011-07-20 | 1,862 | $0.00 | 1,862 | $2.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,501 | 2019-02-23 | No | 4 | X | Direct | |
| 89,639 | 2020-06-01 | No | 4 | X | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2011.
- Grant vests monthly over 48 months since the grant date of February 23, 2009.
- Grant vests monthly over 48 months since the grant date of June 1, 2010.
Billionaire Hedge Funds
