Filing Details

Accession Number:
0001209191-11-040419
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-21 13:54:09
Reporting Period:
2011-07-19
Filing Date:
2011-07-21
Accepted Time:
2011-07-21 13:54:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213138 V Peter Sperling 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
Vice Chrmn Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-07-19 5,965 $50.00 3,206,019 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 900,000 Indirect John Sperling 1994 Irrevocable Trust
Class A Common Stock 551,156 Indirect Peter V. Sperling Revocable Trust
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 28, 2010.
  2. Includes (i) 5,624 shares of the Issuer's Class A common stock subject to the RSU granted on July 6, 2011, (ii) 3,288 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010, (iii) 1,216 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009 and (iv) 1,326 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 5,624 shares underlying the July 6, 2011 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2012, July 6, 2013, July 6, 2014 and July 6, 2015 vesting dates. The 3,288 shares underlying the July 6, 2010 RSUs will be issued as those units vest (subject to an initial performance-vesting requirement) in four successive equal installments on each of the August 31, 2011, July 6, 2012, July 6, 2013 and July 6, 2014 vesting dates (footnote continued below).
  3. (continued from footnote 2 above) The 1,216 shares underlying the July 2, 2009 RSUs will be issued as those units vest in two successive equal installments on each of the July 2, 2012 and July 2, 2013 vesting dates. The 1,326 shares underlying the July 2, 2009 RSUs will be issued as those units vest upon the Reporting Person's continuation in service with the Issuer through August 31, 2011. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 330 target shares of the Issuer's Class A common stock and (ii) the performance share award made to the Reporting Person on July 6, 2010 for 1,161 target shares of the Issuer's Class A common stock. Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
  4. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
  5. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995.