Filing Details

Accession Number:
0001209191-23-057328
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-04 20:33:02
Reporting Period:
2023-08-25
Accepted Time:
2023-12-04 20:33:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822370 Emmaus Life Sciences Inc. EMMA Pharmaceutical Preparations (2834) 870419387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517775 C Willis Lee 21250 Hawthorne Blvd.
Suite 800
Torrance CA 90503
Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2023-08-25 1,365 $0.21 37,100 No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
Common Stock, $0.001 Par Value Acquisiton 2023-08-31 900 $0.15 43,100 No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
Common Stock, $0.001 Par Value Acquisiton 2023-11-14 132 $0.12 44,200 No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
Common Stock, $0.001 Par Value Acquisiton 2023-11-28 1,470 $0.12 299,724 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2023-11-29 4,325 $0.12 335,724 No 4 P Direct
Common Stock, $0.001 Par Value Acquisiton 2023-11-30 7,417 $0.12 395,124 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
No 4 P Indirect By Fidelity Roth IRA FBO Willis C. Lee
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 241,194 Indirect By Fidelity Traditional IRA FBO Willis C. Lee
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.12 to $0.13, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.
  3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.