Filing Details
- Accession Number:
- 0000935836-23-000725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-04 19:15:34
- Reporting Period:
- 2023-11-30
- Accepted Time:
- 2023-12-04 19:15:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1842356 | Wag! Group Co. | PET | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321486 | Jr P John Szabo | 1343 Main Street, Suite 704 Sarasota FL 34236 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-30 | 81,510 | $1.77 | 2,050,000 | No | 4 | P | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2023-11-30 | 261 | $0.15 | 1 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,560,000 | 2022-08-09 | 2027-08-09 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 570,000 | Direct | |
Common Stock | 460,000 | Indirect | See Note |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $11.50 | 2022-08-09 | 2027-08-09 | 1 | 640,000 | Direct |
Common Stock | Warrant | $11.50 | 2022-08-09 | 2027-08-09 | 1 | 300,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-08-09 | 1 | 640,000 | Direct |
2027-08-09 | 1 | 300,000 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.77 to $1.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased each separate price within the ranges set forth in this footnote 1.
- Mr. Szabo is the manager of Flint Ridge Capital LLC, which is the general partner of and investment adviser to Flint Ridge Partners L.P. These securities are held directly by Flint Ridge Partners L.P. He may be deemed to indirectly beneficially own these securities as the control person of Flint Ridge Capital LLC. He disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein.
- These securities are directly held by Mr. Szabo's spouse. He disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.