Filing Details
- Accession Number:
- 0000929638-23-003342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-04 19:13:40
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-04 19:13:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1059374 | Jr P Alfred West | 1 Freedom Valley Drive Oaks PA 19456 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-12-01 | 22,500 | $33.76 | 8,042,377 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-12-01 | 16,281 | $33.76 | 8,058,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-01 | 29,343 | $59.78 | 8,029,315 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-04 | 6,219 | $33.76 | 8,035,534 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-04 | 4,500 | $59.96 | 8,031,034 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-12-04 | 200 | $60.17 | 8,030,834 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2023-12-01 | 22,500 | $0.00 | 22,500 | $33.76 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2023-12-01 | 16,281 | $0.00 | 16,281 | $33.76 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2023-12-04 | 6,219 | $0.00 | 6,219 | $33.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-12-31 | 2023-12-10 | No | 4 | M | Direct |
| 6,219 | 2018-12-31 | 2023-12-10 | No | 4 | M | Direct |
| 0 | 2018-12-31 | 2023-12-10 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of a range of sale prices from $59.59 to $59.93. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- Represents the weighted average of a range of sale prices from $59.15 to $60.07. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- Represents the weighted average of a range of sale prices from $60.16 to $60.18. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- Received as employment compensation.
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