Filing Details

Accession Number:
0001437749-23-033518
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-04 16:59:00
Reporting Period:
2023-12-01
Accepted Time:
2023-12-04 16:59:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777921 Avepoint Inc. AVPT Services-Prepackaged Software (7372) 834461709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1865783 Michael Brian Brown C/O Avepoint, Inc.
901 E Byrd St, Suite 900
Richmond VA 23219
Chief Legal Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-12-01 7,311 $8.32 1,382,635 No 4 F Direct
Common Stock Disposition 2023-12-01 20,000 $8.12 1,362,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  2. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  3. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.
  4. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.