Filing Details
- Accession Number:
- 0001209191-23-057158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-04 13:31:36
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-04 13:31:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222896 | C Ronald Foster | 1595 Wynkoop Street, Suite 800 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-12-01 | 1,000 | $95.00 | 618 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,425 | Indirect | By Self As Trustee |
| Common Stock | 18,425 | Indirect | By Spouse As Trustee |
Footnotes
- The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023.
- Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.
- Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
Billionaire Hedge Funds
