Home > Insider Trading > Filing (0001209191-23-057118)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1974892	Paulina Klimenko	C/O Pubmatic, Inc. 601 Marshall Street Redwood City CA 94063	Chief Growth Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-11-29	30,706	$0.00	30,706	No	4	C	Direct
Class A Common Stock	Disposition	2023-11-29	30,706	$17.04	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-12-01	2,084	$0.00	2,084	No	4	C	Direct
Class A Common Stock	Disposition	2023-12-01	2,084	$17.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2023-11-29	24,183	$0.00	24,183	$2.16
Class A Common Stock	Class B Common Stock	Acquisiton	2023-11-29	24,183	$0.00	24,183	$0.00
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2023-11-29	6,523	$0.00	6,523	$2.97
Class A Common Stock	Class B Common Stock	Acquisiton	2023-11-29	6,523	$0.00	6,523	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-11-29	30,706	$0.00	30,706	$0.00
Class A Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2023-12-01	2,084	$0.00	2,084	$2.16
Class A Common Stock	Class B Common Stock	Acquisiton	2023-12-01	2,084	$0.00	2,084	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-12-01	2,084	$0.00	2,084	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,442	2030-07-28	No	4	M	Direct
24,183		No	4	M	Direct
0	2029-05-20	No	4	M	Direct
30,706		No	4	M	Direct
0		No	4	C	Direct
26,358	2030-07-28	No	4	M	Direct
2,084		No	4	M	Direct
0		No	4	C	Direct

Footnotes

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The options are fully vested.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.