Filing Details
- Accession Number:
- 0001628280-23-040480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 18:11:08
- Reporting Period:
- 2023-11-30
- Accepted Time:
- 2023-12-01 18:11:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc. | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251368 | Jr W William Smith | 120 Vantis Suite 350 Aliso Viejo CA 92656 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-30 | 1,155 | $0.00 | 456,828 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-12-01 | 17,660 | $0.67 | 439,168 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,942,611 | Indirect | Smith Living Trust |
Footnotes
- Shares of restricted stock forfeited in accordance with the terms of grant
- Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award
Billionaire Hedge Funds
