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Filing Details

Accession Number:: 0000921895-23-002705
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-12-01 17:11:00
Reporting Period:: 2023-11-29

Accepted Time:: 2023-12-01 17:11:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495584	Firsthand Technology Value Fund Inc.	SVVC	Electromedical & Electrotherapeutic Apparatus (3845)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
707388	Star Equity Holdings, Inc.	53 Forest Ave, Suite 101 Old Greenwich CT 06870	No	No	Yes	No
1548312	E. Jeffrey Eberwein	53 Forest Avenue, Suite 101 Old Greenwich CT 06870	No	No	Yes	No
1915673	Star Equity Fund, Lp	53 Forest Avenue, Suite 101 Old Greenwich CT 06870	No	No	Yes	No
1956407	Star Value Investments, Llc	53 Forest Avenue, Suite 101 Old Greenwich CT 06870	No	No	Yes	No
1956409	Star Investment Management Llc	53 Forest Avenue, Suite 101 Old Greenwich CT 06870	No	No	Yes	No
1956411	Star Equity Fund Gp, Llc	53 Forest Avenue, Suite 101 Old Greenwich CT 06870	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-11-29	51,400	$0.28	1,561,663	No	4	P	Direct
Common Stock	Acquisiton	2023-11-30	38,416	$0.30	1,600,079	No	4	P	Direct
Common Stock	Acquisiton	2023-12-01	21,700	$0.32	1,621,779	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2748 to $0.2824, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.279 to $0.309, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2751 to $0.32, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.