Filing Details
- Accession Number:
- 0001819848-23-000437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 16:35:45
- Reporting Period:
- 2023-11-29
- Accepted Time:
- 2023-12-01 16:35:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819848 | Joby Aviation Inc. | JOBY | Aircraft (3721) | 981548118 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1834268 | Dipender Saluja | C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-11-29 | 119,001 | $6.07 | 10,074,888 | No | 4 | S | Indirect | By Capricorn-Libra Investment Group, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Capricorn-Libra Investment Group, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,686,247 | Indirect | By Technology Impact Fund, L.P. |
Common Stock | 2,075,460 | Indirect | By Technology Impact Growth Fund, LP |
Common Stock | 75,356 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $6.04 to $6.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P. ("C-L Group"), for which the reporting person has voting and dispositive power and therefore may be deemed to be the beneficial owner of such shares. The reporting person disclaims beneficial ownership of the shares held by C-L Group except to the extent of his pecuniary interest therein, if any.
- The shares of common stock are held of record by Technology Impact Fund, L.P., ("TIF"). The reporting person is an owner of the general partner of TIF. The reporting person disclaims beneficial ownership of the shares held by TIF except to the extent of his pecuniary interest therein, if any.
- The shares of common stock are held of record by Technology Impact Growth Fund, LP, ("TIGF"). The reporting person is an owner of the general partner of TIGF. The reporting person disclaims beneficial ownership of the shares held by TIGF except to the extent of his pecuniary interest therein, if any.