Filing Details
- Accession Number:
- 0001819848-23-000436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 16:35:33
- Reporting Period:
- 2023-11-29
- Accepted Time:
- 2023-12-01 16:35:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819848 | Joby Aviation Inc. | JOBY | Aircraft (3721) | 981548118 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1877894 | Gregory Bowles | C/O Joby Aviation, Inc. 333 Encinal Street Santa Cruz CA 95060 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-29 | 11,100 | $0.87 | 37,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-29 | 11,100 | $6.04 | 26,552 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-11-29 | 7,747 | $6.09 | 18,805 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2023-11-29 | 11,100 | $0.00 | 11,100 | $0.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,615 | 2030-04-19 | No | 4 | M | Direct |
Footnotes
- Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on June 15, 2023.
- This transaction was executed in multiple trades at prices ranging from $6.00 to $6.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
Billionaire Hedge Funds
