Filing Details
- Accession Number:
- 0001209191-23-057069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 16:21:42
- Reporting Period:
- 2023-11-29
- Accepted Time:
- 2023-12-01 16:21:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512442 | Mark Pearson | C/O Equitable Holdings, Inc. 1290 Avenue Of The Americas New York NY 10104 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-29 | 40,000 | $18.74 | 737,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-29 | 60,000 | $30.15 | 677,858 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-12-01 | 40,000 | $18.74 | 717,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-12-01 | 60,000 | $30.60 | 657,858 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-11-29 | 40,000 | $0.00 | 40,000 | $18.74 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-12-01 | 40,000 | $0.00 | 40,000 | $18.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 766,400 | 2029-02-14 | No | 4 | M | Direct | |
| 726,400 | 2029-02-14 | No | 4 | M | Direct |
Footnotes
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
- Total includes Restricted Stock Units.
- This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.3200. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $30.3100 to $30.7400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.
Billionaire Hedge Funds
