Filing Details
- Accession Number:
- 0001104659-23-122840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 16:16:02
- Reporting Period:
- 2023-12-01
- Accepted Time:
- 2023-12-01 16:16:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1017491 | Seelos Therapeutics Inc. | SEEL | Pharmaceutical Preparations (2834) | 870449967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1757892 | Raj Mehra | C/O Seelos Therapeutics, Inc. 300 Park Avenue, 2Nd Floor New York NY 10022 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-12-01 | 75,757 | $1.32 | 185,142 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2023-12-01 | 75,757 | $0.00 | 75,757 | $1.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,757 | 2023-12-01 | 2028-12-01 | No | 4 | P | Direct |
Footnotes
- Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in an underwritten public offering at a combined offering price of $1.32 per share of common stock and accompanying warrant.
- Effective on November 28, 2023, the Issuer conducted a reverse stock split at a ratio of 1-for-30 (the "Reverse Split"). The number of shares reported herein reflects the number of shares after the Reverse Split.