Filing Details
- Accession Number:
- 0000950170-23-067154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-12-01 08:50:04
- Reporting Period:
- 2023-10-13
- Accepted Time:
- 2023-12-01 08:50:04
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1888941 | I. Alexander Abell | C/O P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas TX 75205 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-10-13 | 457,496 | $0.00 | 471,941 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2023-11-20 | 14,445 | $9.43 | 457,496 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-11-29 | 10,000 | $9.90 | 447,496 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-11-29 | 10,000 | $10.00 | 437,496 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2023-10-13 | 457,496 | $0.00 | 457,496 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
914,993 | No | 4 | C | Direct |
Footnotes
- Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
- Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.