Filing Details

Accession Number:
0001214659-23-015834
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-30 21:45:15
Reporting Period:
2023-11-28
Accepted Time:
2023-11-30 21:45:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
34088 Exxon Mobil Corp XOM Petroleum Refining (2911) 135409005
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159187 W Jeffrey Ubben 1170 Gorgas Avenue
San Francisco CA 94129
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Without Par Value ("Common Stock") Disposition 2023-11-28 2,077,000 $104.06 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.90 to $104.545, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The securities reported herein were held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap"). Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap.
  3. Represents restricted stock grants awarded to Mr. Ubben. The Reporting Person is deemed to hold the award for the benefit of the In-Cap Funds managed by In-Cap and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the awards directly to the In-Cap Funds.
  4. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.