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Filing Details

Accession Number:: 0001628280-23-040389
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-30 18:49:29
Reporting Period:: 2023-11-28

Accepted Time:: 2023-11-30 18:49:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1899287	Amprius Technologies Inc.	AMPX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641982	E Justin Mirro	1433 Old Country Road, Suite 301 Westbury NY 11590		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-11-28	30,000	$3.71	2,467,142	No	4	S	Indirect	See footnote
Common Stock	Disposition	2023-11-28	15,000	$3.70	1,985,000	No	4	S	Indirect	See footnote
Common Stock	Disposition	2023-11-29	40,000	$4.01	2,427,142	No	4	S	Indirect	See footnote
Common Stock	Disposition	2023-11-29	20,000	$4.01	1,965,000	No	4	S	Indirect	See footnote
Common Stock	Disposition	2023-11-30	30,000	$4.19	2,397,142	No	4	S	Indirect	See footnote
Common Stock	Disposition	2023-11-30	15,000	$4.18	1,950,000	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,895	Direct

Footnotes

The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.57 to $4.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.58 to $3.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Includes 1,000,000 shares previously held through Justin E. Mirro 2020 Qualified Annuity Trust dated 6/27/20, which were transferred on September 13, 2023 to Kensington Capital Trust dated 6/27/20.
The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities.
The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $4.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.44, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Includes 17,895 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit.