Filing Details
- Accession Number:
- 0001181431-11-041813
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-20 18:37:52
- Reporting Period:
- 2011-07-18
- Filing Date:
- 2011-07-20
- Accepted Time:
- 2011-07-20 18:37:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1042783 | Dot Hill Systems Corp | HILL | Computer Storage Devices (3572) | 133460176 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078482 | Dana Kammersgard | 1351 S. Sunset Street Longmont CO 80501 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-18 | 20,000 | $1.89 | 622,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-18 | 20,000 | $2.62 | 602,863 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-19 | 20,000 | $1.89 | 622,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-19 | 20,000 | $2.62 | 602,863 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-20 | 20,000 | $1.89 | 622,863 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-20 | 20,000 | $2.68 | 602,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-07-18 | 20,000 | $0.00 | 20,000 | $1.89 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-07-19 | 20,000 | $0.00 | 20,000 | $1.89 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-07-20 | 20,000 | $0.00 | 20,000 | $1.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2011-07-22 | No | 4 | M | Direct | |
20,000 | 2011-07-22 | No | 4 | M | Direct | |
0 | 2011-07-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 218 | Indirect | By Spouse |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2011 in order to effect the exercise and sale of certain shares subject to an expiring stock option award. Such stock option award was granted to the reporting person on July 23, 2001 and expires pursuant to its terms on July 22, 2011.
- The weighted average sale price for the transaction reported was $2.62, and the range of prices were between $2.60 and $2.66. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- The weighted average sale price for the transaction reported was $2.62, and the range of prices were between $2.60 and $2.65. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- The weighted average sale price for the transaction reported was $2.68, and the range of prices were between $2.66 and $2.70. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
- Immediately exercisable.