Filing Details

Accession Number:
0001012975-11-000216
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-20 17:53:26
Reporting Period:
2011-07-18
Filing Date:
2011-07-20
Accepted Time:
2011-07-20 17:53:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178711 Transcept Pharmaceuticals Inc TSPT Pharmaceutical Preparations (2834) 330960223
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192212 O. Philippe Chambon C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
1231092 James Niedel C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
1247851 Ronald Hunt C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
1253170 Srinivas Akkaraju C/O New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
No No No Yes
1340806 K Vijay Lathi C/O New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
No No No Yes
1375661 New Leaf Ventures I, L.p. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
1441563 Jeani Delagardelle C/O New Leaf Ventures
2500 Sand Hill Road, Suite 203
Menlo Park CA 94025
No No No Yes
1455597 New Leaf Venture Management I, L.l.c. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
1455617 New Leaf Venture Management I, L.p. C/O New Leaf Ventures
Times Square Tower, 7 Times Sq, Ste 3502
New York NY 10036
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-07-18 162,527 $4.49 1,264,502 No 4 S Direct
Common Stock Disposition 2011-07-19 82,535 $4.45 1,181,967 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $4.515 to $4.43 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The securities are directly held by New Leaf Ventures I, L.P. ("NLV I") and indirectly held by New Leaf Venture Management I, L.P. ("NLV Venture Management"), the sole general partner of NLV I, New Leaf Venture Management I, L.L.C. ("NLV Management"), the sole general partner of NLV Venture Management, and the individual managers of NLV Management (NLV Venture Management, NLV Management and the individual managers of NLV Management each, an "Indirect Reporting Person"). The individual managers of NLV Management filing jointly with NLV I, NLV Venture Management and NLV Management are Philippe O. Chambon, James Niedel, Vijay Lathi, Jeani Delagardelle, Ronald Hunt and Srinivas Akkaraju. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV I shares in which such Indirect Reporting Person has no actual pecuniary interest therein.
  3. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $4.50 to $4.43 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.