Filing Details
- Accession Number:
- 0001012975-11-000216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-20 17:53:26
- Reporting Period:
- 2011-07-18
- Filing Date:
- 2011-07-20
- Accepted Time:
- 2011-07-20 17:53:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178711 | Transcept Pharmaceuticals Inc | TSPT | Pharmaceutical Preparations (2834) | 330960223 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | O. Philippe Chambon | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes | |
1231092 | James Niedel | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes | |
1247851 | Ronald Hunt | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes | |
1253170 | Srinivas Akkaraju | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | No | Yes | |
1340806 | K Vijay Lathi | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | No | Yes | |
1375661 | New Leaf Ventures I, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes | |
1441563 | Jeani Delagardelle | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | No | Yes | |
1455597 | New Leaf Venture Management I, L.l.c. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes | |
1455617 | New Leaf Venture Management I, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-18 | 162,527 | $4.49 | 1,264,502 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-07-19 | 82,535 | $4.45 | 1,181,967 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $4.515 to $4.43 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The securities are directly held by New Leaf Ventures I, L.P. ("NLV I") and indirectly held by New Leaf Venture Management I, L.P. ("NLV Venture Management"), the sole general partner of NLV I, New Leaf Venture Management I, L.L.C. ("NLV Management"), the sole general partner of NLV Venture Management, and the individual managers of NLV Management (NLV Venture Management, NLV Management and the individual managers of NLV Management each, an "Indirect Reporting Person"). The individual managers of NLV Management filing jointly with NLV I, NLV Venture Management and NLV Management are Philippe O. Chambon, James Niedel, Vijay Lathi, Jeani Delagardelle, Ronald Hunt and Srinivas Akkaraju. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NLV I shares in which such Indirect Reporting Person has no actual pecuniary interest therein.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $4.50 to $4.43 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.