Filing Details

Accession Number:
0001062993-23-021603
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-29 16:31:28
Reporting Period:
2023-11-27
Accepted Time:
2023-11-29 16:31:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1834045 Vintage Wine Estates Inc. VWE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380482 D Timothy Proctor 937 Tahoe Boulevard, Suite 210
Incline Village NV 89451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-27 20,236 $0.56 94,099 No 4 P Direct
Common Stock Acquisiton 2023-11-28 17,344 $0.57 111,443 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.548 to $0.57, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes 10,478 RSUs that vest on 11/30/2023.
  3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.58, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.