Filing Details
- Accession Number:
- 0001062993-23-021603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-29 16:31:28
- Reporting Period:
- 2023-11-27
- Accepted Time:
- 2023-11-29 16:31:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1834045 | Vintage Wine Estates Inc. | VWE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380482 | D Timothy Proctor | 937 Tahoe Boulevard, Suite 210 Incline Village NV 89451 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-11-27 | 20,236 | $0.56 | 94,099 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-11-28 | 17,344 | $0.57 | 111,443 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.548 to $0.57, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Includes 10,478 RSUs that vest on 11/30/2023.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.55 to $0.58, inclusive. Mr. Proctor undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.