Filing Details
- Accession Number:
- 0001209191-23-056731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-27 20:24:34
- Reporting Period:
- 2023-11-22
- Accepted Time:
- 2023-11-27 20:24:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1715768 | Transphorm Inc. | TGAN | Semiconductors & Related Devices (3674) | 821858829 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1862728 | Kelly Smales | C/O Transphorm, Inc. 75 Castilian Drive Goleta CA 93117 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-22 | 3,995 | $2.63 | 79,633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.
- This sale price represents the weighted average sale price of the shares sold ranging from $2.62 to $2.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Billionaire Hedge Funds
