Filing Details
- Accession Number:
- 0000929638-23-003222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-27 16:05:14
- Reporting Period:
- 2023-11-22
- Accepted Time:
- 2023-11-27 16:05:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1831868 | Seastar Medical Holding Corp | ICU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1613111 | Kenneth Heel Van | C/O Seastar Medical Holding Corporation 3513 Brighton Blvd., Suite 410 Denver CO 80216 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2023-11-22 | 100,000 | $0.40 | 116,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $1.84 | 2033-04-06 | 11,967 | 11,967 | Direct | |
Common Stock | Stock Option (Right to Buy) | $0.55 | 2031-10-14 | 24,483 | 24,483 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2033-04-06 | 11,967 | 11,967 | Direct |
2031-10-14 | 24,483 | 24,483 | Direct |
Footnotes
- All options reported herein will vest, subject to continued service, on April 6, 2024.
- The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from October 14, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from October 14, 2022.