Filing Details
- Accession Number:
- 0001264545-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-20 16:19:43
- Reporting Period:
- 2011-07-18
- Filing Date:
- 2011-07-20
- Accepted Time:
- 2011-07-20 16:19:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907649 | Fx Energy Inc | FXEN | Crude Petroleum & Natural Gas (1311) | 870504461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1264545 | Richard Hardman | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-18 | 75,000 | $8.37 | 256,971 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-18 | 66,009 | $9.51 | 190,962 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-19 | 7,955 | $10.05 | 183,007 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option | Disposition | 2011-07-18 | 75,000 | $9.51 | 75,000 | $8.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-08-31 | 2011-08-31 | No | 4 | M | Direct |
Footnotes
- Option shares acquired using previously owned stock to pay exercise price. The options were due to expire August 31, 2011.
- Previously owned shares surrendered to acquire option shares.
- Includes 9,000 restricted shares that vest on December 21, 2011, 18,000 restricted shares that vest in two equal annual installments beginning December 21, 2011, and 27,000 restricted shares that vest in three equal annual installments beginning December 21, 2011.
- Shares sold pursuant to a Rule 10(b)5-1 plan dated June 10, 2011.